THE JOHN MARSHALL LAW SCHOOL LIBRARY
INDEX TO THE
ILLINOIS STATE BAR ASSOCIATION'S
OPINIONS ON PROFESSIONAL ETHICS
1980 - present

SUBJECT INDEX

A| B| C| D| E| F| G| H| I| J| K| L| M| N| O| P| Q| R| S| T| U| V| W| X| Y| Z|


A

Accountants

   accounting firm

      lawyer's acceptance of employment, 760

   dual professions

      lawyer and accountant, 85-3

   letterheads and professional cards

      lawyer appearing on, 87-12

Adequate representation

   missing client, 03-4

   preparation by attorney, 88-1

   statute of limitations, 03-4

Administrators of estates

   appointment of attorney who contributed to judge's political campaign, 90-25

   conflict of interests, 90-25

   judges

      appointment of administrator, 90-25

Adoptions

   attorney as intermediary, 91-14

   conflict of interests, 89-9

   fees for legal services, 91-14

 

Advanced expenses

   client's medical expenses, 95-6

   interest charged to client, 94-6

Adversary system

   duty of lawyer to, 87-7

Adverse parties

   communications with, see Communications

Advertising, see also Solicitation of business

   areas of practice, 702

      intellectual property, 96-8

   athletic team, sponsorship of, 85-1

   billboard, 756

   biographical data, 692

   books and articles by lawyer-author, 763

   contingent fees for corporate clients, 91-13

   electronic mail, by, 96-10

   firm name, 812, 865

   labeling advertising as promotional material, 90-22

   labeling advertising as such, 84-4

   lawyer-author, 763

   letterheads

      improper, 764

      lawyer appearing on accountant's, 87-12

      lay employees appearing on, 87-1

      suspended attorney appearing on, 865

   listing non-legal accreditations, 03-5

   mail, 702, 84-4

   mailing written advertising to persons not known to require legal services, 84-4

   misleading statements, 692, 736

   name, use of suspended attorney's by former firm, 865

   networking organization, 90-21

   newspapers, 749

   opening of office, 702

   out-of-state lawyers, 94-5

   pens imprinted with firm's name, 812

   persons not known to require legal services, 84-4

   prerecorded telephone advertisement for which caller charged

      sharing caller's fee with non-lawyer producing advertisement, 97-6

      sharing legal fees with non-lawyer producing advertisement, 97-6

   professional cards, 03-5

   promotional materials, 90-22

   publicity, 702, 85-1

   solicitation of business, 832, 84-4, 90-22, 90-37

   sponsorship of athletic team, 85-1

   suspended attorney

      use of name by former firm, 865

   targeted groups, 832

   telephone directory, 749

   web site, by, 96-10

   written advertising, 84-4, 90-37

   yellow pages, 749

Affiliates, see also Affiliation

   referral network of independent lawyers, 840

Affiliation, see also Affiliates

   satellite offices, 91-2

Agents of client

   attorney as client's agent, 88-1

   collection agency as agent, 91-3

   competence to retain counsel, 87-2, 91-3

Ancillary services

   rules of professional conduct, 03-1

   scope of representation, 03-1

Appearance of impropriety, 724, 789

   between bar association and bench, 86-19

   between counsel and bench, 866, 86-18

   dual practice, 699

   elected official, 699, 88-6

   former judge, 90-4

   hearing officers, 87-14

   judges, 800, 86-18, 86-19

   lawyer hiring attorney who frequently opposes him, 822

   public officials, 699, 86-18, 87-14, 88-6

   representation by former judge, 90-4

   state's attorneys, private employment in matter in which formerly publicly employed,          85-10

Appointed counsel

   pro bono counsel's request to become, 91-25

ARDC, see Attorney Registration and Disciplinary Commission

Assessment board of appeals, see County assessment board of appeals

Associates

   conflict of interests, 84-14

   withdrawal from firm, 84-13, 86-16

      relations with former clients, 84-13

Athletic teams

   sponsorship of, 85-1

Attorney-client privilege, see Confidences of client

Attorney-client relationship

   legal advice, 88-3

Attorney malpractice, see also Attorney misconduct

   disclosure of, 88-11

   duty of attorney to disclose former attorney's, 88-11

   former attorneys, 88-11

Attorney misconduct

   abuse of discovery process, 98-5

   ARDC, reported to, 89-7

   communications with adverse parties, 95-12

   confidences of client

      knowledge of misconduct based on, 96-9

   defending against accusations of

      permissive disclosure of confidences, 94-10

   disclosure of, 88-11

   duty to disclose

      attorney malpractice, 88-11

   duty to report, 90-8, 91-7, 93-3, 94-24

      actual knowledge of misconduct, 90-28, 98-5

      another's misconduct, 90-36

      conflict of interests, 93-20

      intimidation, 93-19

      misconduct of attorneys not admitted in Illinois, 94-23

      of bar association officers, 01-4

      to ARDC, 94-18

         misconduct of public defender, 89-7

   motion for sanctions with trial court, 98-5

   when report is mandatory, 90-28

Attorney Registration and Disciplinary Commission

   attorney disclosing ARDC report to news media, 91-19

   attorney misconduct described in privileged communication, 96-9

   duty to report attorney misconduct to, 98-5

   duty to report ineffective assistance of counsel to

      of public defender, 89-7

   threats to file complaint, 95-12

Attorneys as witnesses, see Witnesses

Attorneys' fees, see Fees for legal services

Attorneys general, see Lawyers in public office

Attorneys in public office, see Lawyers in public office

 

 

 

 

B

Bankruptcy

   conflict of interests, 98-6

   representing corporation in bankruptcy and former employee in

   workers compensation claim, 851

   contingent fees, 95-16

   workers' compensation, 851

Banks

   conflict of interests, 90-2, 93-2

   garnishment, 93-2

   referral of cases, 84-1

   solicitation of business, 84-1

   trust agreements, 90-13

   unauthorized practice of law

      preparing trust agreement and deed into trust, 90-13

Bar associations

   appearance of impropriety, 86-19

   driver education program, 830

   judges, 86-19

   officers

      duty to report lawyer's improprieties, 01-4

Billboards

   advertising, 756

Billing records

   disclosure of confidences of client, 93-4

Board of appeals, see County assessment board of appeals

Board of directors

   conflict of interests, 86-14, 88-5, 92-4

   member's right to practice law, 92-14

Board of elections

   service on, 87-14

Broker-attorneys

   conflict of interests, 84-14

Brokers, real estate

   conflict of interests, 691, 801, 84-14

   referral of cases, 801

   unauthorized practice of law, 91-18

Business cards, see Professional cards

Business interests

   conflict of interests, 870, 88-12, 89-15

   consent of client, 870

Business transactions

   with client, 90-32

   with former clients, 88-12

C

Cards, see Professional cards

Case files, see Files

Champerty, 802

Chinese Wall, see Screening/imputed disqualification

Child support

   false statements, 697

City attorneys, see also Lawyers in public office

   conflict of interests, 748, 86-13, 89-15

   partnership with part-time public defender, 90-34

City council

   conflict of interests, 84-8, 90-17

Civil matters

   advantage sought through criminal charges, 93-5

Client misconduct

   attorney's duty to disclose

      client's criminal intentions, 87-9

      client's husband's underpayment of taxes, 87-15

   confidences of client, 90-12, 98-7

   criminal matters

      client's intent to commit crime, 714, 87-9

   disclosure of, 87-9, 87-15, 90-12, 98-7

   divorce, 87-15

   duty to disclose, 87-9, 87-15, 94-24, 98-7

      fraud against Social Security, 99-4

   fraud

      client's intent to perpetrate fraud, 714

      disclosure of confidences, 90-12

      on tribunal, 94-24

      Social Security, 99-4

   guardian's false accounting, 98-7

   permissive withdrawal, 89-12, 90-9, 99-4

   underpayment of taxes, 87-15

Clients, see also Former clients and Missing clients

   agent of, see Agents of client

   associate, departing

      advising clients of his departure, 84-13

      not required to notify clients, 84-13

   attorney as agent of, 88-1

   attorney's duty to inform of settlement offer, 91-21

   billing secretarial overtime expense to, 91-6

   business transactions with, 90-32

   confidences of, see Confidences of client

   conflict of interests, 93-18

   death of, attorney's duty to disclose, 96-3

   departing associate, see associate, departing

   duty to inform of settlement offer, 91-21

   files, access to lawyer's, 94-13, 01-1

   financial support of, by attorney, 92-9

   firm letterheads, client's use of, see letterheads

   intermediaries between attorney and client, 707

   legal reforms, client opposing, 91-27

   letterheads, client's use of, 85-7

   loan arranged for, 92-9

   meeting with, 88-1

   misconduct, see Client misconduct

   missing, see Missing clients

   notification of associate's departure from firm, 84-13

   offers of settlement, 91-21

   opposing legal reforms, 91-27

   represented by lobbyist before county assessment board of appeals, 84-11

   settlement offers, 91-21

   settlements, 88-4

   solicitation of business, 84-12

   use of firm letterhead, 85-7

   when meeting with unnecessary, 88-1

   zealous representation of, 01-6

Client's expenses, see Advanced expenses

Client's funds, see also Trust accounts, Trusts, see also 91-16

   duty to hold separate disputed funds, 93-3

   firm's negotiation of missing client's check, 95-11

   interpleader, to resolve interests, 93-3

   missing client, trust accounts, 845

   preserving identity in trust account, 703

   requirement to hold in trust account when client missing, 845

   trust accounts, 703, 845

Co-defendants

   conflict of interests, 698

 

Collection

   contingent fees, 95-16

Collection agencies

   agents of client, 91-3

   conflict of interests, 93-2

   solicitation of business, 91-3

Commingling of funds

   payment of attorney's fees from client trust account, 93-17

Communications

   by discharged lawyer with former client represented by new counsel, 96-9

   concerning legal services, to community organizers, 96-1

   criminal matters, 89-4

   web site, by means of, 96-10

   with adverse parties, 794, 86-11, 88-3, 88-10, 93-14

      former employee of adverse corporate party, 85-12

      municipal officials, 95-12

      real estate transaction

         notice sent directly to seller, 85-5

      represented by counsel, 92-3

         by state's attorney in criminal case, 89-4

   with client

      by electronic mail, 96-10

   of former firm, 86-16

   with counsel to adverse party, 91-21

   with represented parties, 99-3, 04-02

   with unrepresented parties, 99-7

Competence to retain counsel, 87-2, 91-3

Competent representation, 88-1

Competing businesses

   conflict of interests, 88-5

   consent of client, 870, 88-5

Computerized legal research

   fees for legal services, 85-9

Computers in law practice

   client's files, 01-1

Condemnation proceedings

   conflict of interests, 84-3

Confidences of client, 802

   agreement not to use in subsequent practice, 92-14

   compromised, 87-11, 88-7

   consent of client to disclose, 88-7, 92-9

   criminal intentions, 87-9

   criminal matters, 714, 87-9, 88-14

   deceased clients, 714, 90-20

   disclosure of, 90-9

      billing records, 93-4

      by patent firm through royalty-type fee arrangement, 98-3

      by public defender to another client, 90-27

      criminal intentions, 87-9

      fraud

   against Social Security, 99-4

         upon court, 90-12, 95-14

      guardian's false accounting, 98-7

      incriminating information, 88-14

      insured's confidences to insurer, 92-2

      scope of attorney's duty to disclose, 88-13, 92-12

      violation of tax laws, 93-6, 93-16

   erroneous transmission to opposing counsel, duty of attorney to inform client of, 98-4

   former clients, 704

   former employer, 92-14

   formerly adverse party, 753

   fraud upon the court, 95-14

   incriminating information, 88-14

   indigency affidavit, 95-14

   intent to breach contract, 728

   intent to commit crime, 714

   intent to perpetrate fraud, 714

   irrebuttable presumption of disclosure, 94-15

   knowledge of attorney misconduct based thereon and ARDC, 96-9

   medical information concerning another attorney, 92-12

   missing clients, 89-13

   multiple representation, 874, 90-15

   permissive disclosure, defending against accusation of wrongful conduct, 94-10

   potentially prejudicial information about client obtained in professional relationship, 90-1

   public defender's disclosure of client's secret to another client, 90-27

   representing client against former client in same matter, 704

   representing formerly adverse party, 753

   revealing confidences in attempt to influence tribunal, 84-2

   reviewed by opposing counsel through erroneous transmission, 98-4

   scope of attorney's duty to disclose, 88-14

   subsequent proceeding, 87-11

Confidentiality

   former clients, 85-11, 05-01

   mobile communications, 90-7

   networking organization, 90-21

   psychiatric report, 00-2

   spouse of former client, 85-11

Confidentiality agreements

   conflict of interests, 00-1

Conflict of interests

   administration of estates, 90-25

   adoptions, 89-9

   adverse clients, successive representation, 91-20

   appellate prosecutors, 91-1

   associate to broker-attorney acting as counsel to party to real estate transaction, 84-14

   attorney and client's interests potentially in conflict, 90-30

   attorney as advocate and witness, 92-13

   attorney as member of city council, representing clients before council, 90-17

   attorney for insurer also administrator of estate which settles claim with insurer, 90-25

   attorney for insurer representing insured client, 89-17, , 92-2

   attorney-member of title guaranty fund obtains seller's title insurance from fund without consulting buyer, 841

   attorney misconduct, duty to report, 93-20

   attorney sues client in unrelated matter, 94-21

   attorney with business interest in client's competitor, 870

   attorney's duty to disclose to client and obtain consent, 90-30, 02-1

   attorney's payment of settlement proceeds to former attorney,91-16

   attorney's reasonable belief that representation not adversely affected, 90-30

   attorney's spouse, 87-8

   bar association member ordering defendant to enter association's driver education

   program, 830

   board of directors, member, 86-14, 88-5, 92-4, 02-1

   broker-attorney in real estate transaction, 84-14

   brokers, 691, 801, 84-14

   business interests, 870, 88-12, 89-15

   city attorneys, 748, 86-13, 90-34

      involved in passing ordinance in his financial interest, 89-15

   city council

      attorney as member, 90-17

      representation before, 84-8

   client forced to name client-bank as fiduciary, 90-2

   client's confidences, see confidences of client

   client's consent, see consent of client

   co-defendants, 698

   collection agency attorney, 93-2

   common office, 85-14, 91-17

   common secretary, 85-14

   communications

      with represented parties, 99-3,

   competing businesses, 870, 88-5

   condemnation proceedings, 84-3

   confidences of client, 90-15

   confidentiality agreements, 00-1

   consent of client, 870, 86-4, 86-14, 87-4, 88-5, 88-12, 90-30, 94-16, 95-15

   corporate affiliations, 95-15

   corporation's lawyer related to president and principal shareholder, 95-1

   counties, 89-9, 89-10, 90-29, 91-4, 91-22

   county boards

      member represents criminal defendants in same county, 91-4

      member represents state in condemnation proceedings, 84-3

      representation before, 789

   court reporter as attorney's spouse, 87-8

   creditors, 91-5

   criminal defense attorney representing state as appellate prosecutor, 91-1

   criminal matters, 823, 84-5, 91-1, 91-4, 91-22

   delegation of legal duties to real estate broker, 94-1

   disciplinary complaint, 89-11

   disclosure of, 790, 84-14, 90-3, 90-30, 94-16, 95-15

   divorce, 94-15, 98-6

   divorce settlement, attorney who mediated, 04-03

   driver education program, 830

   dual representation

      driver and passenger in auto accident, 93-9

      parents and child, 96-6

      spouses, 99-1

      trust company and client referred thereto, 99-6

   duty to disclose to client, 90-3, 90-30

   duty to obtain client's consent, 90-30

   employment against spouse of former client, 85-11

   estates, 96-5

   family member as opposing counsel, 92-11

   fees for legal services, 91-28

      reduction for IRS agent, 92-16

      royalty-type fees, 98-3

      withdrawal from case, 90-26

   fiduciaries, 90-2

   financial interests, 870, 88-12, 89-15

   firm employing another firm as local counsel

   firms representing opposing parties in unrelated matters, 89-3

   firm members representing plaintiff and state in civil and criminal cases involving same

   party, 84-5

   firm with state's attorney as member handling divorces and adoptions in same county,

89-9

   former attorneys, 91-16

   former clients, 701, 753, 85-11, 88-2, 90-5, 91-11, 05-01

   former employees, 851

   former partner as opposing counsel, 92-11

   guardian ad litem, 95-3

   general counsel to corporation, 92-4

   government agency, attorney for, representing private client before another, 748

   hearing officers, 87-14

   insulation from former clients, 88-2

   insurance, 89-17, 90-25, , 91-26, 92-2, 98-8

   judges, 90-25

   land trusts, 93-8

   lawyer acting as hearing officer, 87-14

   lawyer as member of regional planning commission, 803

   lawyer hiring attorney who frequently opposes him, 822

   lawyer sits on board of directors with insurer, 02-1

   lawyers in public office, 762, 789, 871, 84-11, 85-13, 86-2, 86-13, 87-13, 87-14, 88-2,

88-9, 89-2, 90-29

   lawyers in same firm, 729, 01-7

   lawyer's spouse as real estate broker referring cases, 801

   leasing office space to potential adversaries, 93-8

   limitations after leaving office, 762

   local counsel, 89-3

   malpractice, medical, see medical malpractice

   married lawyers representing differing interests, 90-24

   multiple parties, 84-5, 87-6, 87-13, 89-9

   multiple representation, 88-5, 88-16, 98-8

      duty to disclose to clients, 90-3

      preserving clients' confidences, 90-15

   multiple representation by firm, 84-5, 86-5, 86-7, 89-9

   municipal prosecutor representing criminal defendant, 823

   office, sharing of common, 85-14, 91-17

   opposing parties in unrelated matters, 89-3

   opposing spouses, 701

   partner of attorney for city representing himself before city council, 84-8

   partner of attorney for school board representing himself against board, 84-8

   partner of municipal police officer representing claimant against municipality, 94-20

   partnership of city attorney and part-time public defender, 90-34

   partnerships, 86-5, 90-34

      between lawyer and cellular telephone service, 94-11

   patent firm receives royalty-type fees for matching client-inventors and client-promoters,

98-3

   paternity actions, 91-8

   payment of legal fee by third party who benefited from services performed for client,

91-28

   political activity, 90-25

   possibly adverse party, 757, 86-7, 86-12, 86-15, 87-13, 89-1

   prosecuting subrogation claims against insurance company, 91-26

   prosecuting traffic violations, 852

   prosecutor, defending criminal defendants in contiguous county, 91-22

   prosecutor (municipal) of traffic violations

   represents defendants in traffic violation cases outside municipality, 852

   prosecutor (municipal) representing criminal defendant, 823

   prosecutors, appellate, 91-1

   public defenders, 87-4, 90-34

      representing state as appellate prosecutor, 91-1

      with common office representing adverse parties, 85-14, 91-17

      with common secretary representing adverse parties, 85-14

   public office, 762, 871, 84-11, 86-2, 86-13, 87-13, 88-2, 88-9

   real estate broker, lawyer's delegation of duties to, 94-1

   real estate broker-attorney acting as counsel for party to real estate transaction, 84-14

   real estate transactions, 691, 801, 84-14, 86-15, 89-1, 90-31

   reduction of fees, for IRS agent, 92-16

   referral of cases, 801, 89-2

   referral of clients

      to trust company, 99-6

   regional planning commission, 803

   representation not adversely affected, 90-30

   representing and prosecuting subrogation claims against same insurance company, 91-26

   representing beneficiary of trust against trustee, having represented trust, beneficiary, and

   trustee, 98-1

   representing broker, buyer, and seller, 691

   representing buyer and seller in real estate transaction, 90-31

   representing client adverse to affiliate of corporate client, 95-15

   representing client adverse to former client in unrelated matter, 753

   representing client against former client, 90-5, 91-11

      in divorce action, 94-15

   representing client in matter involving former client, 93-18

   representing client terminated by university which employs attorney part-time, 89-18

   representing client who has filed disciplinary complaint, 89-11

   representing clients before government board of which support person a member, 95-9

   representing co-defendants, 698

   representing competing businesses, 88-5

   representing corporation in bankruptcy and former employee in workers' compensation

   claim, 851

   representing creditor and estate of which debtor is legatee, 91-5

   representing husband in divorce against wife without counsel and representing both in

   joint bankruptcy, 98-6

   representing insured for insurer, 92-2, 98-8

   representing insurer, 02-1

   representing mother and daughter in paternity action, 91-8

   representing multiple parties, 87-6, 87-13

   representing municipality and clients before municipal human rights commission, 95-5

   representing opposing spouses,

   representing parents and child, 96-6

   representing possibly adverse party, 757, 86-7, 86-12, 86-15, 87-13, 89-1

   representing private client while in public office, 84-11

   representing renouncing spouse and claimant in estate proceedings, 96-5

   representing same person as executor and debtor of estate, 96-5

   representing sole shareholder of corporation and party with pending suit against

   corporation, 829

   representing spouse of partner's former client, 701

   representing state agencies, 01-7

   representing state's attorneys in civil litigation and opposing them in criminal

   cases, 92-18

   representing state and county, 89-10

   representing subrogation claims, 91-26

   secretaries, sharing of common, 85-14

   settlement proceeds, 91-16

   sharing of fees, see fees for legal services

   sole shareholder of corporation, 829

   special prosecutor, 94-16

   spouse of attorney as court reporter, 87-8

   spouses, 701, 801, 85-11, 87-8, 90-24

   state's attorneys, 871, 86-2, 88-2, 89-9, 92-18

      annual retainer to represent school district, 85-13

      family member as opposing counsel, 92-11

      former partner as opposing counsel, 92-11

      limitations after leaving office, 762

      referral fee where violation of ordinance in question, 89-2

      representing prisoners in civil rights action in adjacent county, 90-29

      representing private clients before county board, 789

   subrogation, 91-26

   successive government and private employment, 96-7

   successive representation of different clients with adverse interests in same matter, 91-20

   third party, payment of legal fee, 91-28

   third-party client property, 04-01

   title guaranty fund, 841

   title insurance, 841

   traffic violations, 852

   trusts, 98-1

      directs employment of drafting attorney, 99-8

   universities, 88-16, 89-18, 95-4

   university legal services, 88-16

   withdrawal from case, 90-26, 98-8

   witnesses, attorney as advocate and witness, 92-13

   workers' compensation, 851

Consent of client

   attorney also publisher of legal notices, 97-7

   business interests, 870

   competing businesses, 870, 88-5

   confidences of client, disclosure of, 88-7

   conflict of interests, 870, 86-4, 86-14, 87-4, 88-5, 88-12, 90-30, 94-16, 95-15, 99-6

      attorney sues client in unrelated matter, 94-21

      representing municipality and clients before municipal human rights commission,

95-5

   disclosure of confidences, see confidences of client

   dual representation

      trust company and client referred thereto, 99-6

   fees for legal services, 88-15, 02-2

      royalty-type fees, 98-3

   firm gives work to outside lawyers, 96-8

   lawyer gives names of clients to bank as prospective customers, 97-1

   multiple representation, 874, 87-6, 87-14, 88-5

   public officials, 88-9

   referral fee taken by attorney from investment professional, 97-4

   representation by temporary attorney, 92-7

   requirement of

      before payment of legal fees from trust fund, 88-15

      for disclosure of client's confidences, 88-7

      in multiple representation, 874, 87-6, 87-14, 88-5

      where attorney has business interest in competitor, 870

      where attorney is public official, 88-9

      where attorney represents competing businesses, 88-5

      where attorney, through land trust, leases office space to potential adversaries,

93-8

      where interests conflict, 870, 87-4, 88-5, 88-12, 90-30

   sharing of fees with temporary attorney, 98-2

   trust accounts, 02-2

   trust directs employment of drafting attorney, 99-8

   trust fund, payment from, 88-15

Contingent fees, 723

   attorney charges additional fee for reducing client's lien payment, 97-8

   bankruptcy, 95-16

   collection, 95-16

   criminal matters, 84-9

   divorce, death of spouse, 02-3

   expenses, 86-1

   expert witnesses, 86-3

   forbearance of fee for criminal action if related civil suit is unsuccessful, 84-9

   post-judgment proceedings, 02-3

   proceedings after divorce, 95-16, 2-03

   registration of securities, 91-13

Continuances

   missing client, 88-4

Contracts

   client's intent to breach, 728

Contributions

   referral services, 827

Corporations

   conflict of interests, 829, 851, 95-1

   contingent fees, 91-13

Counties as parties

   conflict of interests, 89-10

County assessment board of appeals

   lobbyist representing client before, 84-11

County boards

   conflict of interests, 84-3, 91-4

Court orders

   confidences of missing client, 89-13

 

Court reporters

   conflict of interests, 87-8

   fees, lawyer's failure to pay, 94-17

   spouse-lawyer relationship, 87-8

Creditors

   conflict of interests, 91-5

Criminal matters

   confidences of client, 88-14

   conflict of interests, 823, 84-5, 91-1, 91-4, 91-22

   contingent fees, 84-9

   criminal prosecution, threat of in civil action, 86-9, 91-29, 93-5

D

Deceased clients, 714, 90-12

Deceased lawyers

   firm names, 709, 84-10

   sharing of fees, 98-9

Decedents' estates, see Estates

Defense of traffic violations

   conflict of interests, 852

Delinquent accounts

   collection of, 86-8

   interest charge on, 87-10

   use of letterhead in collecting, 86-8

Depositions

   duty to report false statements, 89-8

Directors, see Board of directors

Disbarred lawyers

   activities of, 88-17

   duties of lawyer, no duty to report activities of, 88-17

   ethical obligations of, 88-17

   fees for legal services, sharing, 87-3

   sharing of fees, see fees for legal services

Discharged attorneys

   fees for legal services, 87-3

Disciplinary actions

   threat of, to gain advantage, 87-7

Disciplinary complaints

   conflict of interests, 89-11

Disclosure

   ARDC, report of, 91-19

   attorney malpractice, 88-11

   attorney's disclosure of ARDC's report to news media, 91-19

   attorney's duty to disclose

      non-representation to unrepresented party, 99-7

      to client, erroneous transmission of confidences to opposing counsel, 98-4

      where attorney leases office space to potential adversaries, 93-8

   attorney's inability to practice because of senility, 92-12

   client misconduct, 87-9, 87-15, 90-12

      fraud, 94-24

         Social Security, 99-4

   confidences of client, 92-9

      billing records, 93-4

      fraud upon the court, 95-14

      permissive disclosure, 94-10

   conflict of interests, 790, 84-14, 90-3, 90-30, 92-4, 94-16, 95-15, 99-6

      attorney sues client in unrelated matter, 94-21

      representing municipality and clients before municipal human rights commission,

95-5

   consent of client, 88-7, 92-9

   death of client, 96-3

   ex parte communications to opposing counsel, 94-7

   financial arrangement, to client, 92-9

   former attorney's malpractice, 88-11

   former partnership arrangement, to client, 92-11

   irrebuttable presumption of, confidences of client, 94-15

   multiple representation, 90-3

   news media, disclosure to, 91-19

   satellite offices, 91-2

   scope of attorney's duty to disclose, 88-13, 92-12

   to client

      attorney's relationship with trust company, 99-6

      payment to temporary lawyer, 98-2

      referring attorney's resumption of practice, 96-11

      sharing of fees with temporary attorney, 98-2

Dismissal of civil action

   plea agreement, 89-16

Disqualification - see also screening/imputed disqualification

   attorney as witness, 84-7

   of former counsel by client, burden of proof, 94-15

   representing spouse of partner's former client, 701

   state's attorneys, handling litigation in the same subject area in law firm, 762

      vicarious disqualification, 88-02

Division of legal fees, see Fees for legal services

Divorce

   adverse parties, representation of, 86-6, 86-11, 87-11, 88-3

   attorney limiting scope of representation to preparation of pleadings, 849

   client misconduct, 87-15

   communication with adverse party, 86-11, 88-3

   conflict of interests, 86-6, 89-9, 98-6, 99-1

      conflicts- former clients, 94-15, 91-20

   contingent fees, 95-16, 02-3

   death of spouse, 02-3

   disclosure of client misconduct, 87-15

   dual representation, 99-1

   duty of attorney to disclose client's husband's misconduct, 87-15

   limiting scope of representation, 849

   mediators, see Non-lawyers

   misconduct of client, see client misconduct

   post-judgment proceedings, 02-3

   preparation of pleadings, 849

   prior representation of adverse party, 86-6

   prior representation of both parties, 87-11

   scope of representation, 849

Divorce mediators, see Non-lawyers

Drivers education

   bar associations, conflict of interests, 830

Dual professions

   appearance of impropriety, 699

   business cards- listing non-legal credentials on atty business card, 03-05

   commissions, 89-14

   lawyer and accountant, 85-3

   lawyer and economic analyst, 90-16

   lawyer and insurance agent, 90-32

      commission for referral of client to another agent, 89-14

      dual services for same client, 89-14

   lawyer and investment professional, 90-32

   lawyer and publisher of legal notices, 97-7

   lawyer and title insurance agent, 93-1

   referral of cases, 89-14

Dual representation, see Conflict of interests

Duty to adequately represent client, see Inadequate representation

Duty to disclose client misconduct, see Disclosure, Client misconduct

Duty to report attorney misconduct, see Attorney misconduct

Duty to report professional misconduct, see Attorney misconduct

E

Earlier attorney, see Former attorneys

Economic analysts

   dual professions, 90-16

Elected officials, see Lawyers in public office

Election boards, see Board of elections

Elections, see Board of elections, Lawyers in public office,    Political activity

Employee leasing companies

   agreement with law firm, 90-23

Employment

   withdrawal from, 86-16

Employment contracts

   restrictions on right to practice, 91-12

Employment, lawyer's acceptance of

   accounting firm, 760

Estate planning

   unauthorized practice of law, documents prepared by financial institution, 91-10

Estates, see also Estate planning

   administrator of, judge's appointment of lawyer who contributed to political campaign,          90-25

   attorney's duty to inform probate court of guardian's taking of funds, 91-24

   conflict of interests, 90-25, 91-5, 96-5

   deceased attorney

      sharing of fees, 98-9

   guardian's taking of funds, 91-24

   judge's appointment of administrator, 90-25

Ex parte communications

   attorney to arbitrator, 01-3

   attorney to judge, 94-7

   briefs, 01-3

   judge to attorney, 94-7

   state's attorney with judge, 93-12

Expert witnesses

   contingent fees, 86-3

   finder's fees, 86-3

   spouse of attorney, 856

Extrajudicial statements

   news media, 93-19

F

False statements

   child support, 697

   depositions, 89-8

   duty to report to prosecutor, 89-8

   

Fee for services, see Fees for legal services, Fees for non-legal services

Fee sharing, see Fees for legal services

Fees for legal services

   adoption proceedings, 91-14

   agreement with client, 90-33

   attorney's suit against former client for, 92-13

   commingling of funds, 93-17

   computerized legal research, 85-9

   conflict of interests, 90-26, 91-28

      reduction for IRS agent, 92-16

      royalty-type fees, 98-3

   consent of client, 88-15, 02-2

   contingent, see Contingent fees

   deduction from settlement, 88-4

   delinquent, 87-10

   disbarred lawyer, 87-3

   discharged attorney, 87-3

   disqualified attorney, 87-3

   former client, 92-13

   former firm, 84-15

   interest charge when delinquent, 87-10

   lay employer, 768

   loan arranged by attorney, 92-9

   new partners, 725

   non-lawyers, 89-5

   non-refundable fee arrangements, 722

   "of counsel" relationships, 776

   overtime for secretarial work, 91-6

   payment from client's trust fund, 88-15, 93-17

   profit sharing plan, 89-5

   reduced rates, 92-8

   referral fee taken by lawyer from investment advisor, 97-4

   referral of cases, 90-11, 94-22

      division between referring and receiving lawyers, 90-18

      from non-lawyer, 99-2

      "of counsel" relationships, 776

   referral fees, 03-06

   referring partners, 90-11

   retainer in trust account, 90-10

   retaining responsibility for matter after leaving firm, 03-06

   revocable living trusts, 90-20

   right to, disbarred, discharged, or disqualified attorney, 87-3

   secretarial work, billing for overtime, 91-6

   settlement, deduction from, 88-4

   sharing, 86-16, 94-22, 03-06

      conflict of interests, 90-26

      disbarred lawyer, 87-3

      mediation services, 01-5

      referring partners, 90-11

      with cellular telephone service, 94-11

      with estate of deceased attorney, 98-9

      with finance company, 92-9

      with former firm, 84-15

      with lay employer, 768

      with marketer of revocable living trusts, 90-20

      with new partner, 725

      

   with non-lawyer, 99-2

         in mediation service, 01-5

         in profit-sharing plan, 89-5

         producer of advertising for legal services, 97-6

         tax representative, 94-8

      with referring partner, 90-11

      with temporary attorney, 98-2

      with terminated partner, 84-15

      with third party, 93-11

      withdrawal from case, conflict of interests, 90-26

   special rates, 92-8

   terminated partner, 84-15

   third party, 91-28

   trust accounts, 703, 845, 90-10, 93-17, 02-2

   trusts, 703, 845, 88-15, 90-10

   withdrawal from case, 90-26

Fees for non-legal services

   rebates on title insurance, 799

   witnesses, 87-5

Fiduciaries

   conflict of interests, 90-2

Files

   computer files, 01-1

   disposal of case files, 94-19, 01-2

   duty to provide access to

      client, 94-13

      former client, 94-14, 01-1

   duty to return former client's papers, 94-14, 01-2

   lawyer's access to closed files at former firm, 95-2

Financial planners, see also Financial planning companies

   solicitation of business, 90-19

   unauthorized practice of law, 90-19

 

Financial planning companies, see also Financial planners

   unauthorized practice of law

      estate planning documents, 91-10

Finder's fees

   expert witnesses, 86-3

Firm letterheads, see Letterheads

Firm names, see also Names

   deceased lawyer's name, 84-10

   including attorney "of counsel", 03-2

   including retired partner, 03-2

   including withdrawn partner, 03-2

   lawyers purporting to practice with non-existent firm, 85-2

   members of firm purporting to practice independently, 85-2

   misleading the public, 03-2

   pens imprinted with, 812

   suspended attorney, 865

Firm stationery, see Stationery

Firms

   claim concentration in intellectual property without qualified lawyers, 96-8

   disqualification, failure to prevent member from dealing with matter dealt with as judge,         94-9

For-profit organizations

   referral services, 94-12

Forbearance of fee

   contingent fees, 84-9

Former attorneys

   access to closed files at former firm, 95-2

   duty to return client's papers, 94-14

   proceeds of settlement, 91-16

Former clients

   attorney's suit against for fees, 92-13

   confidences, 704

   confidentiality, 05-01

   conflict of interests, 701, 753, 85-11, 88-2, 90-5, 91-11

      divorce action, 94-15

      representing client in matter involving, 93-18

   insulation from, 88-2

   papers, recovery of from former lawyer, 94-14

Former firms

   communication with clients of, 86-16

   fees for legal services, sharing, 84-15

   former lawyer's access to closed files, 95-2

   letterheads, 89-6

   name, use of suspended attorney's, 865

   sharing of fees, see fees for legal services

   suspended attorney, use of name, 865

Fraud

   client misconduct, 90-12, 99-4

   confidences of client, 90-12

Funds of client, see Client funds

G

Garnishment

   conflict of interests, 93-2

Government agencies

   conflict of interests, 748, 86-13, 88-2, 88-9

Group legal services, 707

Guardian ad litem

   conflict of interests, 95-3

   solicitation of business, 95-3

Guardians

   estates, 91-24

   false accounting, 98-7

H

Health care organizations

   solicitation of business, 94-4

Hearing officers

   conflict of interests, 87-14

   pollution control board, 88-9

I

Improper venue

   deliberate filing of cases in, 89-9

Impropriety, appearance of, see Appearance of impropriety

Imputed disqualification - see also screening - 701, 88-02, 96-07, 698, 748, 757, 762, 823, 829, 84-05, 84-11, 87-14, 88-05, 90-01, 90-05, 90-17, 90-34, 94-20, 95-05, 95-09

In forma pauperis

   pro bono counsel's request to proceed, 91-25

Inadequate representation

   attorney failing to appear at judicial proceedings, 85-6

   preparing pleadings, 85-6

Incompetence to practice law

   senility, 92-12

Incriminating information

   confidences of client, 88-14

Independent professional judgment, see Professional judgment

Ineffective assistance of counsel

   duty to report to ARDC, ineffective assistance by public defender, 89-7

Insurance, see also Insurance agents

   confidences of client, 92-2

   conflict of interests, 89-17, 90-25, 91-26, 92-2, 98-8, 02-1

   subrogation, 91-26

Insurance agents

   dual professions, 89-14, 90-32, 93-1

Interpreters

   client confidences, 03-07

Inter vivos trust, see Trusts

Interest

   charged to client

      for advanced expenses, 94-6

      on delinquent accounts, 87-10

Internet

   advertising, 96-10

   communications, 96-10

   solicitation of business, 96-10

Interpleader

   action to resolve interest in disputed funds, 93-3

 

Investment professional

   dual professions, 90-32

   referral fee to attorney from, 97-4

J

Judgment, see Professional judgment

Judges

   duty to report misconduct of, 94-24

   ex parte communications, with state's attorney, 93-12

   former judge deals with matter dealt with as judge, 94-9

   lawyer who contributed to judge's political campaign appointed administrator of estate,

90-25

   letterheads, judge's name on, 739

   political activity, 866, 90-25

   relationship with, 866, 86-18, 86-19

   retired judge using title, 92-10

Judicial campaigns, 866, 90-25

L

Lawyer misconduct, see Attorney misconduct

Lawyer referral services, see Referral services

Lawyer's files, see Files

Lawyers in public office

   appearance of impropriety

      hearing officers, 87-14

      judges, 800, 86-18, 86-19

      public officials, 86-18, 87-14, 88-6

   attorneys general, 87-13

   city attorneys, 86-13

   conflict of interests, 762, 789, 871, 84-11, 85-13, 86-2, 86-13, 87-13, 87-14, 88-2, 88-9,

89-2, 90-29, 92-11

      police officer, 94-20

   consent of client, 88-9

   former clients, 88-2

   hearing officers, pollution control board, 88-9

   influencing tribunal, 84-11

   insulation from former clients, 88-2

   judges, 899, 86-19

   municipal prosecutors, 823

   pollution control board, 88-9

   public defenders, 87-4

   school board members, 88-6

   state's attorneys, 871, 85-13, 86-2, 6-4, 88-2, 88-10, 92-11

   use of public office to influence tribunal, 84-11

   village attorneys, 88-7

   village commissioners, 91-9

Lay agencies

   unauthorized practice of law, 89-1

Lay employees, see Non-lawyers

Lay employers

   fees for legal services, sharing, 768

Lay intermediaries, see Non-lawyers

Laymen, see Non-lawyers

Leaving a Law Firm- see withdrawal from firm

Legal advice

   absent attorney-client relationship, 88-3

Legal fees, see Fees for legal services

Legal reforms

   advocated by attorney but opposed by client, 91-27

Legal services

   communications concerning, to community organizers, 96-1

   confidentiality, 90-01

   files, 94-19

Legal research services

   unauthorized practice of law, 767

Letterheads - see also stationery

   Capital Litigation Trial Bar, 03-3

   client's use of, 85-7

   judge's name on, 739

   lawyer appearing on accountant's, 87-12

   misleading, lawyers sharing office, 764

   non-lawyers, names appearing on, 87-1

   partners' previous affiliation, 89-6

   past-due accounts, use in collection of, 86-8

   predecessor firm, 89-6

   satellite office, 91-2

   suspended attorney, 865

   unauthorized practice of law, 85-7

Letters

   solicitation of business,