Subject Index Securities Law

Taking Stock

By Samantha J. McHugh

May

2025

Article

, Page 34

The relationship between the fiduciary duty of prudence and the consideration of environmental, social, and governance factors in investing.

NFTs: Sharks and Shards

By Ahad Syed

March

2022

Article

, Page 18

Fractional nonfungible tokens and nonexempt securities.

Recommendation for clients to purchase annuities not a basis for Securities Law violations

June

2019

Illinois Law Update

, Page 14

On March 21, 2019, the Illinois Secretary of State issued a final administrative decision finding that the respondent had violated several sections of the Illinois Securities Law of 1953 and thus revoked his registration as an investment adviser.

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