Legal and Regulatory Issues That Corporate Law Departments Should Monitor During the Remainder of 2026
By Brooke Conner & Eric Hyla
Business and Securities Law,
July 2026
Updates that may be of interest to attorneys practicing business and securities law, including updates from the SEC Fiscal Year 2025 Enforcement Results Announcement; key insights from the DOJ's department-wide Corporate Enforcement Policy; updates on developments in SEC's approach to examinations, regulation, enforcement, and litigation; and highlights from American Law Institute's Accountants' Liability Conference.
Enhancements to the Wells Process in SEC Enforcement
By Junaid Zubairi, Brooke Conner, & Paris Mayfield
Corporate Law Departments,
February 2026
Since assuming the top leadership role of the Securities and Exchange Commission in April 2025, Chairman Paul S. Atkins has focused on instituting various reforms and enhancements to the Commission’s policies and practices, with a focus on the role of the “Wells process” in enforcement matters, describing the Wells process as an extension of due process and fundamental constitutional rights.
Enhancements to the Wells Process in SEC Enforcement
By Junaid Zubairi, Brooke Conner, & Paris Mayfield
Business and Securities Law,
February 2026
Since assuming the top leadership role of the Securities and Exchange Commission in April 2025, Chairman Paul S. Atkins has focused on instituting various reforms and enhancements to the Commission’s policies and practices, with a focus on the role of the “Wells process” in enforcement matters, describing the Wells process as an extension of due process and fundamental constitutional rights.
Spot an error in your article? Contact Celeste Niemann at cniemann@isba.org. For information on obtaining a copy of an article, visit the ISBA Newsletters page.
Select a Different Author