Publications

Section Newsletter Articles From Sarah B. Estes

Securities broker-dealers and money laundering: the obligations of broker-dealers under money laundering laws By Sarah B. Estes Corporate Law Departments, April 2002 Money laundering has been a "hot issue" for securities regulators for some time, and after September 11, it got even hotter.

Spot an error in your article? Contact Sara Anderson at sanderson@isba.org. For information on obtaining a copy of an article,visit the ISBA Newsletters page.

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