Articles on Securities Exchange Act

Saint or sinner? The efficacy of the proposed “1,000 Shareholder” Amendment to Section 12(g) By Cory White Business and Securities Law, April 2012 The move to a 1,000 shareholder limit would not cause as serious a deficiency in reporting as it may initially seem, as the new law would move more in line with current market realities. 
New SEC Form 8-K: Shortened filing deadline and expanded filing requirements By Robert J. Wild Business and Securities Law, October 2004 As of August 23, 2004, Form 8-K, Current Report under the Securities Exchange Act of 1934, is required to be filed four business days after the event triggering the filing obligation. Form 8-K now has 21 items that trigger a report.

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