Articles on Securities Law

The Supreme Court’s decisions in Arthur Andersen and Dura Pharmaceuticals By Ben Bartels & Charles W. Murdock Business and Securities Law, January 2006 In Arthur Andersen LLP v. United States, 125 S.Ct. 2129, a unanimous Supreme Court overturned an obstruction of justice conviction for Enron’s chief auditor, Arthur Andersen.
Implied Immunity: Stock Exchanges Options survives Trinko By Robert E. Draba November 2004 "Section 1 of the Sherman Act makes illegal any contract, combination or conspiracy in restraint of trade."1 But Congress has the power to exempt conduct from liability under Section 1 with a regulatory scheme.
The top 10 causes of action in Illinois securities litigation: What a non-securities lawyer needs to know about securities law By Alon Stein, Leslie A. Blau, & Daniel J. Harty Administrative Law, April 2004 A 62-year-old widow tells her broker that she is interested in investing the $250,000 that she obtained from her husband's life insurance policy.
Case comments By J. Matthew Pfeiffer Business and Securities Law, June 2003 Whether corporate officers who conduct purported corporate business during a period when the corporation has been dissolved might not be absolved of personal liability during that period of dissolution, even if those officers were unaware of the dissolution.

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