CLE: Securities Fraud—Fundamental Concepts

Learn the fundamental concepts of securities fraud with this online program from 9 until 11 a.m. on Thursday, May 6 that examines a number of important topics. Attorneys with basic practice experience who attend this seminar will better understand: when securities fraud occurs; who is liable for securities fraud (the entity, the entities affiliates, service professionals, or someone else); how to safeguard against claims of securities fraud during a securities transactions; the basic considerations for claims pursuant to Rule 10b-5; considerations under the Illinois Securities Act; what it means to “make a misrepresentation” in connection with the “sale of securities”; and the issuer, attorney, and broker liability and remedies for investors.

This program qualifies for 2 hours MCLE credit.

Learn more and register. 


 

Posted on April 14, 2021 by Rhys Saunders
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